Amy began her career in the financial industry in banking with Northern Savings, where she developed a strong foundation in client service and financial operations. After several years in banking, she transitioned into the investment industry, where she earned her Series 7 securities license* and continued to expand her expertise in financial services and investment operations.
Amy joined Balanced Asset Management in 2006 and further advanced her industry knowledge by earning her Series 24 – General Securities Principal license in 2009*. She oversees the day-to-day administrative and operational functions that support the firm’s advisors. Her responsibilities include coordinating account administration, processing and reviewing client transactions, placing trades, maintaining regulatory and compliance procedures, and supporting advisors in delivering a high level of service and care to clients.
*Licenses held through LPL Financial.